Circumstances
Note: if you have not yet followed the guide to adverbs, new tab, some of what follows will be more difficult to understand. | |
on a gondola in winter in Venice |
The term Circumstance is drawn from functional linguistics and is an alternative way of viewing things like adverbs, prepositional phrases and other adverbials. Many find conceptualising the language in this way provides an easier and more intuitive way of understanding and teaching these items.
What are circumstances? |
Before we can answer that question, we need to do a little clause analysis. Bear with us.
There are 13 words in this sentence but they fall into groups in a natural way. There are five groups. Can you identify them? Click here when you have.
The idiotic dog excitedly pursued the old lady's goats for hours on end.
the idiotic dog | excitedly | pursued | the old lady's goats | for hours on end |
noun | adverb | verb | noun | preposition |
In the second row, we have referred to the function of each group with a single word. Of course, the idiotic dog is not a simple noun (it's a noun phrase) but it acts that way. The same goes for the other categories.
Now try moving the boxes around. What do you find? Click here when you have tried that.
There are two possibilities:
excitedly | the idiotic dog | pursued | the old lady's goats | for hours on end |
for hours on end | the idiotic dog | excitedly | pursued | the old lady's goats |
If we try moving any other groups around, we get patterns which don't
work in English (but might in other languages) such as
Pursued the idiotic dog the old lady's
goats excitedly for hours on end
or we change the meaning and have the unlikely but possible
The old lady's goats excitedly pursued the
idiotic dog for hours on end
One of the key message-carrying words in this sentence is, of course, the verb. Halliday described the verb as
Our most powerful
impression of experience
Halliday, 1994: 106
and he's right (of course).
However, verbs alone do not convey all the data. We need to know
who did what (and to whom) but we also need to know a good deal of other
things to have a full picture of what happened. In our example
sentence we are presented with two circumstances which answer the
questions how? and
to what extent?
They are:
How: excitedly
To what extent: for hours on end
Expressions which answer these kinds of questions are known as Circumstances |
Here are some other questions we might want to ask about a verb to
get a full picture of what happened. Can you add possible
questions to the list?
With what?
With whom?
How far?
For clues, look at the circumstances in these sentences
and see if you can identify what questions they answer. Sentences 1,
2 and 3 all contain two circumstances.
- We went to Spain last week.
- We went because we needed a holiday in the sun.
- When it was sunny, we sat on the terrace.
- John acted as the tour organiser.
- For Mary, it wasn't a very successful holiday.
When you have thought of five or so more questions, click here.
Here's a fuller list
Question | Circumstance | Examples |
How long? How far? How often? |
EXTENT | for a month to the end of the road |
Where? When? |
LOCATION | in the kitchen after church at 6 o'clock |
If what? Unless what? |
CONTINGENCY | lest it snow without good weather |
Why? | CAUSE | because of the sun for a holiday |
With whom? And who else? Excluding whom? |
ACCOMPANIMENT | with Mary without Mary as well as Mary |
What about? | MATTER | about the war concerning the holiday |
What as? | ROLE | as a tour guide as Superman |
How? What with? What like? |
MANNER | by air with a hammer frantically like a fish |
According to whom? | ANGLE | for me, ... in her opinion |
In the five sentences above, we have the following:
We went to Spain last week. (location, both times)
- We went because we needed a holiday in the sun. (cause followed by location)
- When it was sunny, we sat on the terrace. (contingency followed by location)
- John acted as the tour organiser. (role)
- For Mary, it wasn't a very successful holiday. (angle)
Some notes:
-
The concept of circumstance overlaps with the traditional grammatical category of adverb or adverbial but extends beyond it in many ways. For example, the adverb which answers Where? is usually referred to as an adverb of place but in the list here, both adverbs of place (such as outside) and adverbs of time (such as now) are considered as CIRCUMSTANCES OF LOCATION. In the examples above, to Spain and last week both express location.
-
In traditional grammars, it is adverbs and adverbials which alone modify verbs. However, in functional grammar, anything which tells us more about the verb phrase is included under circumstance.
- CIRCUMSTANCES OF MANNER are further divided into: means (with a knife), quality (excellently) and comparison (like a rocket).
- CONTINGENCY is a large category including what are traditionally referred to as conditionals as well as phrases such as but for, were it to be etc.
So what? |
Why would we bother to teach learners about circumstances rather than sticking to the traditional grammar of adverbs and adverbials?
There are two reasons:
- It makes it easier for learners to find out how to qualify
verbs intuitively. Circumstance is a
function of language in a way
that adverbial is not.
It also simplifies the issue because the mobility of circumstances allows greater control over things like special emphasis (markedness) and fronting. If the latter term is foreign to you, there's a guide to fronting on this site, linked from the list below. - It is especially important for anyone who is taking a genre
approach to teaching. If you have done
the guide to genre, this will be familiar territory.
To explain: once we have a grasp of the concept of circumstance, we can begin to predict the sorts of ones we will need to understand and deploy to match the text type we are writing, speaking, hearing or reading. Here are some examples:- in a text whose purpose is a narrative, such as telling an
anecdote, circumstances of location
(both time and space) will need to be deployed and/or understood.
For example:
This all happened when I was on holiday in Venezuela last year - in a text whose purpose is to explain a procedure, such as
a recipe, circumstances of manner
(means) and extent will need
to be deployed and/or understood. For example:
Tighten with the spanner and then refit.
Cook until soft. - in a text whose purpose is a discussion, such as an academic
essay, circumstances of contingency,
cause and
matter will all need to be
deployed and/or understood. For example:
But for the difficulty of parking, this is a convenient area to live.
The amount of thorough traffic adds considerably to the pollution problem.
When it comes to the question of parking controls, ...
- in a text whose purpose is a narrative, such as telling an
anecdote, circumstances of location
(both time and space) will need to be deployed and/or understood.
For example:
The second point is the most important because instead of just practising producing or understanding the text types, we can prepare our learners by teaching them how to form the various circumstances and the kinds of language which we use to realise them. Here's what is meant by that:
- Narratives and Recounts:
There's little point in asking learners to produce narrative until they have at least some grasp of how to form circumstances of location, manner and accompaniment and so on. For example, part of a Narrative or Recount might contain
I was sitting in the bus shelter [location] with my friends [accompaniment] yesterday [location] when I suddenly [manner] realised I had left my homework on the kitchen table [location] so I ... - Discussions and Expositions:
You can't properly understand or construct a discussion unless you can decode and use circumstances of cause and contingency at least. For example, a discussion text might contain
If we want to improve the way we live, we need to encourage the use of bicycles [contingency] in cities because [cause] only in this way [contingency] can we cut down the amount of traffic. - And, of course, matter is key to understanding all texts.
Related guides | |
adverbs | for more on how this form of adverbial functions |
adverbials | for a more traditional (and quite complicated) approach to this area |
adverbial intensifiers | for a guide to intensifiers: amplifiers, emphasisers, downtoners and approximators |
fronting | for a guide to how circumstances (and many other sentence elements) can be moved to the initial position for emphasis |
genre | for some consideration of how particular forms of circumstances will appear in text types |
prepositional phrases | for more on this form of adverbial modifier |
References:
Butt, D, Fahey, R, Feez, S, Spinks, S and Yallop, C, 2001, Using Functional
Grammar: an explorer's guide. Sydney: NCELTR
Halliday, M, 1994, An introduction to functional grammar: 2nd
edition. London: Edward Arnold.
Lock, G, 1996, Functional English Grammar: An introduction for
second language teachers, Cambridge: Cambridge University Press