Nominalisation in EAP
The title of this guide suggests it is applicable to English for
Academic Purposes and, indeed, it is. However, nominalisation
is not confined to EAP so this
guide is linked from elsewhere, too.
Many of the examples in the guide are taken from academic materials
but the concepts are unchanged, whatever the text type.
the naming of things |
Nominalisation (n.) is derived from the Latin nomen,
also the root of the word noun, meaning name.
Literally, it means the act of giving something a name but in our
field it has the more precise meaning of changing the status of a
word, phrase or clause to a noun.
Here are some examples:
- drink (verb) → drink (noun)
with no change to the word at all, a process of conversion - compute (verb) → computer (noun)
with a suffix [-r] - clear (adjective) → clarity (noun) /
cleanliness (noun)
with a change to the morphology / morphology + pronunciation - he left (intransitive finite verb phrase) → his
departure (genitive + noun)
making the verb phrase into a noun phrase - I discovered the new species ... (transitive finite verb phrase) → the discovery of the new species [by me] (noun phrase post-modified with the of genitive)
- He broke it and that caused a problem (two coordinated finite verb phrases) → His breaking of it caused a problem (a pre-modified gerund as the subject of a single finite verb phrase)
What is nominalisation and why do we do it? |
As you see, there are lots of ways that nominalisation occurs in
English but the first question is to ask why we should want to do it
at all.
As a way to answer this, compare these two sentences:
- If you place a particle of sodium in water it produces hydrogen
- Placing a particle of sodium in water results in the production of hydrogen
It's easy to see that the former is akin to spoken language and out of place in academic writing whereas the second formulation, which means the same thing, is more appropriate in written academic reports.
Reason 1: Nominalisation achieves formality
with the use of noun phrases instead of active verb phrases.
Reason 2: Nominalisation removes the need for verb subjects and
avoids the necessity to state who does what to what or whom.
This means that a suitably objective and impersonal note can be
struck.
How does it do that?
What has happened in sentence 2. is that both verb forms have
been nominalised.
The first: by making a gerund, post-modified with an object
complement, a genitive and a prepositional phrase and making that
whole noun phrase the subject of the verb result in.
The second: by simple suffixation to change the verb produce
+ its object to the noun production + a genitive of
description.
If we compare the structures of the two sentences we get:
1 | Contingency conjunction | + | personal subject pronoun | + | verb | + | object noun phrase | + | prepositional phrase | + | subject pronoun | + | verb | + | object noun |
If | you | place | a particle of sodium | in water | it | produces | hydrogen | ||||||||
2 | Gerund | + | object noun phrase | + | prepositional phrase | + | verb | + | object noun phrase | + | genitive | + | noun | ||
Placing | a particle of sodium | in water | results in | the production | of | hydrogen |
A somewhat simpler way of looking at this is:
Sentence 1. consists of two clauses, each with their own active verb
forms:
If + subject (personal) + verb + object and subject + verb +
object
Sentence 2. has only one clause with a nominalised subject and a
nominalised object:
Subject (impersonal) + verb + object
Although the structure of sentence 2. is therefore simpler, we have
crammed the same information into the noun phrases. That's
what nominalisation does: it moves the information from the verb to
a noun.
How is nominalisation achieved? |
The introduction to this guide contained six examples of the common types of nominalisation in English. In any EAP programme, we'll want to break the ways down to make sense of them for our learners. Here's one approach to doing that.
Noun formation |
- drink (verb) → drink (noun)
with no change to the word at all, a process of conversion - compute (verb) → computer (noun)
with a suffix [-r] - clear (adjective) → clarity (noun) /
cleanliness (noun)
with a change to the morphology / morphology + pronunciation
These are all examples of word formation. Making a noun
from verbs and adjectives is often quite simple and the guides to
word formation and teaching word formation have more in this area.
Here are some examples:
- I rectified the problem easily → Rectification was easy
The number of suffixes which make nouns from verbs is actually quite limited and some are a lot less productive than others.
The short list is:- -ance / -ence:
appearance, allowance, clearance, disturbance, guidance, performance, coalescence, convergence, emergence, existence etc.
For example:
We allowed for some errors → Allowance was made for error - -ment:
accomplishment, alignment, apportionment, arrangement, commencement, development, endorsement, improvement, measurement, replacement etc. This is a very productive suffix.
For example:
We arranged the interviews → The arrangement of the interviews - -or / -or:
actor, regulator, computer, discoverer, receiver etc. Potentially, -er or -r can be affixed to any verb in English to denote the agent. The -or suffix is no longer productive but still exists on words like actor, doctor, vendor etc.
For example:
Guru discovered ... → The discoverer of ... was Guru - -ant:
informant, disinfectant, inhabitant, propellant, pollutant etc. This suffix is often used in more scholarly settings and for verbs which end -ate such as participate → participant, lubricate → lubricant, penetrate → penetrant etc.
For example:
200 people participated in the survey → There were 200 participants in the survey - -ation / -cation / -tion / -sion:
satisfaction, justification, investigation, inspection, comprehension, compression etc. This is another very productive set of suffixes converting states or actions into nouns.
For example:
We inspected the results and they showed ... → The inspection of the results showed ... - -al:
refusal, dismissal, revival etc. This suffix converts dynamic verbs, often reporting verbs in EAP, to countable nouns.
For example:
Guru dismissed the results → Guru's dismissal of the results - -ing: the classic gerund maker for all verbs in
English. There are no irregular gerunds.
For example:
It was difficult to explain the issue → Explaining the issue was difficult - -age:
coverage, shrinkage etc. This is almost completely unproductive in making new nouns.
For example:
The questionnaire covered many areas → The questionnaire had wide coverage
- -ance / -ence:
- The results were very useful → The great usefulness of
the results
Making nouns from adjectives is also common but only two suffixes do the job consistently:- -ness:
addictiveness, backwardness, illness, orderliness, usefulness etc. This is a very productive source of abstract nouns and new ones are coinable. Words ending in -ful or -less are often converted to nouns with this suffix.
For example:
The presentation was very orderly → The good orderliness of the presentation - -ity:
elasticity, similarity, adjustability, computability etc. Adjectives ending -ible or -able are often converted to nouns in this way.
For example:
Results were comparable → The comparability of the results
- -ness:
For EAP purposes, we need to focus on what happens to the syntax of a clause when we nominalise by affixation or simple conversion.
- In many cases, all that is needed is the insertion of a
copular verb to link the noun phrase we have made to an
attribute. For example:
It was easy to calculate the difference → Calculation of the difference was simple
It was impossible to estimate the effect → Estimation of the effect was impossible
Many people participated → Participation was good - The addition of an of descriptive genitive
structure is often required. For example:
The outcome was similar → The similarity of the outcome
We investigated the changes → The investigation of the changes
The people who live in Margate → The inhabitants of Margate - Frequently, we need to find a suitable verb for the noun to
act as the subject, with or without the genitive form. For
example:
The material is elastic so ...→ The elasticity of the material allows ...
The patient was too ill to travel → The patient's illness prevented travel
We discovered that ... → The discovery indicated that ...
Adjusting the syntax |
We saw above that we often have to make quite drastic adjustments to the syntax to nominalise and adopt an appropriately academic style. Here are the examples again:
- he left (intransitive finite verb phrase) → his
departure (genitive + noun)
making the verb phrase into a noun phrase - I discovered the new species ... (transitive finite verb phrase) → the discovery of the new species [by me] (noun phrase post-modified with the of genitive)
- He broke it and that caused a problem (two coordinated finite verb phrases) → His breaking of it caused a problem (a pre-modified gerund as the subject of a single finite verb phrase)
Essentially, as we saw, this means pre- and post-modifying subject
and object noun phrases and linking them with an appropriate verb.
In this way, we can change, for example:
We carefully investigated in the laboratory
exactly what the reaction produced and found that it was very toxic
which contains four verbs (investigated, produced, found, was)
to
A careful laboratory investigation of the exact nature of
the product of the reaction revealed great toxicity
which contains only one verb, revealed, with the rest
of the information embedded in noun phrases.
The key here is complex nominalisation of the original informal verb phrases. It works like this:
pre-modification | noun | post-modification | verb | pre-modification | noun |
A careful laboratory | investigation | of the exact nature of the product of the reaction | revealed | great | toxicity |
The core of the sentence is a simple Subject–Verb–Object formula:
An investigation revealed toxicity
and that is, in fact, syntactically far simpler than the
informal expression of the same idea. Realising this is a key
reading and writing skill.
Teaching nominalisation |
This is not a simple area to learn and needs to be taken
piecemeal.
The easiest place to start is the formation of nouns from adjectives
and verbs.
Awareness raising and noticing |
To introduce the area, a simple matching exercise can be used. Something like this:
Compare the sentences
on the left with those on the right. What's the difference? Which one has the most verbs? Which one would you put in an essay? |
|
I looked at the way they classified these events | An investigation of classification methodology was conducted |
We provide medium-range forecasts which are long enough in advance so we can help farmers to do things to cope with what we say the weather will be like | Medium-range weather forecasts with a medium validity period that enable farmers to organise and carry out appropriate operations to cope with the forecasted weather are provided |
My results show that the problem is two-fold | Results reveal a two-fold problem |
This alerts people to two things:
- That verbs may be nominalised
- That the resultant style is more appropriate
This is just an example. Learners will need lots of practice to notice all the significant differences.
Comprehension exercises |
Unpacking some especially complex nominalisations is a half-way
house to the ability to use them and also, of course, a useful
reading skill in itself.
Presenting learners with exercises like this can help:
Identify the main
subject, verb and object in these sentences as in the
example. Then identify what comes before and after each part of the sentence. |
|
The combined and collated results of the survey carried out between the two dates present interesting and informative data on the ways in which opinions alter over time |
Core: The results ... present ...
data Modification: before the subject: combined and collated after the subject: of the survey carried out between the two dates before the object: interesting and informative after the object: on the ways in which opinions alter over time |
The final experiment in a series of six similar trials did not show identifiable significant differences from the previous five occasions |
Core: Modification: |
Learners need quite a lot of practice in spotting nominalisations and deciding which parts of the pre- and post-modification they can safely ignore.
Productive exercises |
For productive purposes, once the learners are aware of what
needs to happen, the same kind of exercise can be done but this time
the learners have to make the adjustments rather than simply
identify what they are.
Here's one for adjective to noun formation:
Change the adjectives on the left to make sentences using nouns on the right as in the example. | |
The result was impressive and showed ... | The impressiveness of the result showed ... |
The results are very similar and reveal that ... | |
The action is very useful and helps to ... |
and here's another for making syntactical changes
Change the sentences on the left to make sentences using nouns on the right as in the example. | |
The result impressed us and showed that ... | The impressiveness of the result showed ... |
Guru assumes that ... | |
We applied the same idea to the next set |
and so on.
Adjustments will be made for level, of course, and a good deal of
practice will be needed.
Related guides | |
shell nouns | for a guide to how whole sections of discourse may be effectively nominalised thorough the use a special set of nouns |
word formation | the general guide to the area |
teaching word formation | the obvious next step |
modification | for a general guide to modification |
pre-modification | for two guides concerned with modifying nouns |
post-modification | |
morphology | for a more general and theoretical guide |
EAP index | for links to other guides in the area |